STANDARD FORM FOR NOTIFICATION OF MAJOR HOLDINGS
Other (please specify)iii:
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: TECHFINANCIALS INC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
3. Details of person subject to the notification obligationiv
Name The Diverse Income Trust plc
City and country of registered office (if applicable) Exeter, England
4. Full name of shareholder(s) (if different from 3.)v
Name BNY(OCS) Nominees Limited
City and country of registered office (if applicable) London, England
6. Date on which issuer notified (DD/MM/YYYY): 13/01/2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)% of voting rights attached to shares (total of 8. A)%
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Below 3% – Below 3% 85,680,979
Resulting situation on the date on which threshold was crossed or reached
Position of previous notification (if
applicable)
3.89% – 3.89%
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
VGG870911077 – 2,491,527 – 2.91%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
Class/type of
shares
Number of voting rightsix % of voting rights
ISIN code (if possible)
Direct Indirect Direct Indirect
(Art 9 of Directive 2004/109/EC) (DTR5.1)
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
(Art 9 of Directive 2004/109/EC) (DTR5.1)
SUBTOTAL 8.A 2,491,527 2.91%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expiration
datex
Exercise/
Conversion Periodxi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration
datex
Exercise/
Conversion Period xi
Exercise/
Conversion Period xi
Physical or cash
settlementxii
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
10. In case of proxy voting, please identify:
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Place of completion EXETER, DEVON
Date of completion 13/01/2020